Sowell Financial Services, LLC
● SEC registered since 2005CRD 127145SEC# 801-63991North Little Rock, AR
Reg. AUM
$4.81B
Employees
162
Accounts
16,763
Location
North Little Rock, AR
Sowell Financial Services, LLC assets under management
Sowell Financial Services, LLC is an investment advisory firm registered with the SEC based in North Little Rock, AR. The firm has been registered since 2005. It reports $4.8 billion in regulatory assets under management and employs 162 people.
Sowell Financial Services, LLC owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cynthia Sowell Control | Evp | Under 5% | 2009 |
| Daryl T Seaton Control | President And Ceo | Under 5% | 2020 |
| Merchant Sowell Holdings, LLC Control | Member | Over 75% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How much does Sowell Financial Services, LLC manage?
Sowell Financial Services, LLC reports $4.8 billion in regulatory assets under management on its Form ADV.
How many employees does Sowell Financial Services, LLC have?
Sowell Financial Services, LLC reports 162 employees.
Where is Sowell Financial Services, LLC located?
Sowell Financial Services, LLC is based in North Little Rock, AR and has been SEC-registered since 2005.
Does Sowell Financial Services, LLC disclose fund performance?
Sowell Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5320 Northshore Drive, North Little Rock, AR 72118 |
| Phone | 501-219-2434 |
| Fax | 501-812-6380 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$4.81B▲ 44%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 13%
Larger than 87% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers
Assets under management
$4.81Bregulatory AUM
Discretionary $4.74BNon-discretionary $70.3M