Spectra Investment Management, LLC
● SEC registered since 2017CRD 288145SEC# 801-110258Stuart, FL
Reg. AUM
$306.8M
Employees
3
Accounts
133
Location
Stuart, FL
Spectra Investment Management, LLC assets under management
Spectra Investment Management, LLC is an investment advisory firm registered with the SEC based in Stuart, FL. The firm has been registered since 2017. It reports $306.8 million in regulatory assets under management and employs 3 people.
Spectra Investment Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Julia Elizabeth Zaino Control | Member/Chief Compliance Officer | 10-25% | 2019 |
| Scott Alan Roads Control | Managing Member | Over 75% | 2017 |
Frequently asked questions
How much does Spectra Investment Management, LLC manage?
Spectra Investment Management, LLC reports $306.8 million in regulatory assets under management on its Form ADV.
How many employees does Spectra Investment Management, LLC have?
Spectra Investment Management, LLC reports 3 employees.
Where is Spectra Investment Management, LLC located?
Spectra Investment Management, LLC is based in Stuart, FL and has been SEC-registered since 2017.
Does Spectra Investment Management, LLC disclose fund performance?
Spectra Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 401 SE Osceola Street, Suite 202, Stuart, FL 34994 |
| Phone | (772) 324-5640 |
| Fax | (772) 261-2111 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$306.8M▲ 26%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$306.8Mregulatory AUM
Discretionary $291MNon-discretionary $15.8M