Spectrum Advisors, Inc.
● SEC registered since 2022CRD 114805SEC# 801-126099Plano, TX
Reg. AUM
$160M
Employees
9
Accounts
890
Location
Plano, TX
Spectrum Advisors, Inc. assets under management
Spectrum Advisors, Inc. is an investment advisory firm registered with the SEC based in Plano, TX. The firm has been registered since 2022. It reports $160 million in regulatory assets under management and employs 9 people.
Spectrum Advisors, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David R Faulkner | Shareholder | 25-50% | 2021 |
| Jon Michael Reppert Control | President | 50-75% | 1996 |
| Zachary Jonathan Norris | Chief Compliance Officer | Under 5% | 2025 |
Frequently asked questions
How much does Spectrum Advisors, Inc. manage?
Spectrum Advisors, Inc. reports $160 million in regulatory assets under management on its Form ADV.
How many employees does Spectrum Advisors, Inc. have?
Spectrum Advisors, Inc. reports 9 employees.
Where is Spectrum Advisors, Inc. located?
Spectrum Advisors, Inc. is based in Plano, TX and has been SEC-registered since 2022.
Does Spectrum Advisors, Inc. disclose fund performance?
Spectrum Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2805 Dallas Parkway, Ste 200, Plano, TX 75093 |
| Phone | 972-931-3700 |
| Fax | 972-931-9023 |
| Office hours | 9:00-5:00 |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$160M▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$160Mregulatory AUM
Discretionary $160M