Spectrum Financial Inc
● SEC registered since 1988CRD 105618SEC# 801-33311Virginia Beach, VA
Reg. AUM
$236.5M
Employees
9
Accounts
454
Location
Virginia Beach, VA
Spectrum Financial Inc assets under management
Spectrum Financial Inc operates as an SEC-registered investment adviser based in Virginia Beach, VA. The firm has been registered since 1988. It reports $236.5 million in regulatory assets under management and employs 9 people.
Spectrum Financial Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mary K Collins Control | Chief Compliance Officer | Under 5% | 2004 |
| Mary K Collins Control | President | Under 5% | 2004 |
| Ralph John Doudera Control | Ceo | Over 75% | 2003 |
Frequently asked questions
How much does Spectrum Financial Inc manage?
Spectrum Financial Inc reports $236.5 million in regulatory assets under management on its Form ADV.
How many employees does Spectrum Financial Inc have?
Spectrum Financial Inc reports 9 employees.
Where is Spectrum Financial Inc located?
Spectrum Financial Inc is based in Virginia Beach, VA and has been SEC-registered since 1988.
Does Spectrum Financial Inc disclose fund performance?
Spectrum Financial Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 272 Bendix Road, Ste 600, Virginia Beach, VA 23452 |
| Phone | 757-463-7600 |
| Fax | 757-463-1232 |
| Office hours | 8:30a.m. - 4:30p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$236.5M▼ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$236.5Mregulatory AUM
Discretionary $236.5M