Spectrum Group Management LLC
CRD 157363SEC# 801-74070Huntington, NY
No longer SEC-registered. Spectrum Group Management LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #5,262 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$176M
Fund GAV
$288.3M
Private funds
12
Employees
6
Accounts
12
Location
Huntington, NY
Spectrum Group Management LLC assets under management
Spectrum Group Management LLC is a registered investment adviser overseen by the SEC based in Huntington, NY. It reports $176 million in regulatory assets under management and employs 6 people. Spectrum Group Management LLC manages 12 private funds with combined gross assets of $288.3 million, including Spectrum-Kss Master SPC Ltd. - Class B. By regulatory assets, it ranks 5,262 of 6,004 private fund managers.
Spectrum Group Management LLC private funds
12 funds · $288.3M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Spectrum-Kss Master SPC Ltd. - Class B | Private Equity | $78.8M | $100K |
| Spectrum-Kss International SPC Ltd. - Class B | Private Equity | $71M | $100K |
| Spectrum S LLC | Private Equity | $42.1M | $1M |
See all 12 funds — unlock the full record.
Join to unlock · $37/moSpectrum Group Management LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam Andrew Bock Control | Chief Financial Officer | Under 5% | 2022 |
| Jeffrey Andrew Schaffer Control | Managing Member | Over 75% | 1999 |
| Mark Barski Control | Chief Compliance Officer | Under 5% | 2022 |
Frequently asked questions
How much does Spectrum Group Management LLC manage?
Spectrum Group Management LLC reports $176 million in regulatory assets under management on its Form ADV.
How many private funds does Spectrum Group Management LLC manage?
Spectrum Group Management LLC manages 12 private funds with combined gross assets of $288.3 million.
How many employees does Spectrum Group Management LLC have?
Spectrum Group Management LLC reports 6 employees.
Where is Spectrum Group Management LLC located?
Spectrum Group Management LLC is based in Huntington, NY.
Does Spectrum Group Management LLC disclose fund performance?
Spectrum Group Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 24 West Carver Street, 2nd Floor, Huntington, NY 11743 |
| Office hours | 9:00 a.m. - 6:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$176M▼ 1%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
AUM vs fund managersTop 88%
Larger than 12% of 6,004 private-fund managers
Number of fundsTop 21%
More funds than 79% of fund managers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$176Mregulatory AUM
Discretionary $176M
Service providers
Auditor
Prime broker
Administrator