Spectrum Wealth Advisory Group, LLC
● SEC registered since 2018CRD 298632SEC# 801-114024Granite Bay, CA
Reg. AUM
$445.4M
Employees
5
Accounts
1,520
Location
Granite Bay, CA
Spectrum Wealth Advisory Group, LLC assets under management
Spectrum Wealth Advisory Group, LLC is an SEC-registered investment adviser based in Granite Bay, CA. The firm has been registered since 2018. It reports $445.4 million in regulatory assets under management and employs 5 people.
Spectrum Wealth Advisory Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kenneth Lee Christie Control | Chief Compliance Officer & Managing Member | Over 75% | 2018 |
| Michael Rutherford Thompson Control | Partner & Wealth Advisor | 5-10% | 2019 |
Frequently asked questions
How much does Spectrum Wealth Advisory Group, LLC manage?
Spectrum Wealth Advisory Group, LLC reports $445.4 million in regulatory assets under management on its Form ADV.
How many employees does Spectrum Wealth Advisory Group, LLC have?
Spectrum Wealth Advisory Group, LLC reports 5 employees.
Where is Spectrum Wealth Advisory Group, LLC located?
Spectrum Wealth Advisory Group, LLC is based in Granite Bay, CA and has been SEC-registered since 2018.
Does Spectrum Wealth Advisory Group, LLC disclose fund performance?
Spectrum Wealth Advisory Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5925 Granite Lake Drive, Suite 130, Granite Bay, CA 95746 |
| Phone | (916) 772-5970 |
| Office hours | 8a.m.-5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1776821 |
| Discloses disciplinary history | No |
Regulatory AUM
$445.4M▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$445.4Mregulatory AUM
Discretionary $445.4M