Spg Advisors LLC
● SEC registered since 2020CRD 284496SEC# 801-118756Kirkland, WA
Reg. AUM
$535.4M
Employees
9
Accounts
2,366
Location
Kirkland, WA
Spg Advisors LLC assets under management
Spg Advisors LLC is an SEC-registered investment adviser based in Kirkland, WA. The firm has been registered since 2020. It reports $535.4 million in regulatory assets under management and employs 9 people.
Spg Advisors LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeffrey Andrew Smith | Chief Compliance Officer | Under 5% | 2025 |
| Joseph Merrell Maas | Chief Investment Officer | Under 5% | 2018 |
| Loren David Downs Control | President | Under 5% | 2025 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Spg Advisors LLC manage?
Spg Advisors LLC reports $535.4 million in regulatory assets under management on its Form ADV.
How many employees does Spg Advisors LLC have?
Spg Advisors LLC reports 9 employees.
Where is Spg Advisors LLC located?
Spg Advisors LLC is based in Kirkland, WA and has been SEC-registered since 2020.
Does Spg Advisors LLC disclose fund performance?
Spg Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11411 NE 124th St, Suite 255, Kirkland, WA 98034 |
| Phone | 425-821-9442 |
| Fax | 888-503-0799 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$535.4M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$535.4Mregulatory AUM
Discretionary $535.4M