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Spiegelman Wealth Management, Inc.

● SEC registered since 2025CRD 336637SEC# 801-133759Walnut Creek, CA
Export (members)
Reg. AUM
$443M
Employees
4
Accounts
528
Location
Walnut Creek, CA

Spiegelman Wealth Management, Inc. assets under management

Spiegelman Wealth Management, Inc. is an investment advisory firm registered with the SEC based in Walnut Creek, CA. The firm has been registered since 2025. It reports $443 million in regulatory assets under management and employs 4 people.

Spiegelman Wealth Management, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Adam David Spiegelman ControlMember, CcoOver 75%2025

Frequently asked questions

How much does Spiegelman Wealth Management, Inc. manage?

Spiegelman Wealth Management, Inc. reports $443 million in regulatory assets under management on its Form ADV.

How many employees does Spiegelman Wealth Management, Inc. have?

Spiegelman Wealth Management, Inc. reports 4 employees.

Where is Spiegelman Wealth Management, Inc. located?

Spiegelman Wealth Management, Inc. is based in Walnut Creek, CA and has been SEC-registered since 2025.

Does Spiegelman Wealth Management, Inc. disclose fund performance?

Spiegelman Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1212 Broadway Plaza Suite 2100 #54., Walnut Creek, CA 94596
Phone925-385-6200
Office hours9a.m.-5p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Regulatory AUM

$443M▲ 3%
Oct '25 — $431.9MNov '25 — $431.9MDec '25 — $431.9MJan '26 — $431.9MFeb '26 — $431.9MMar '26 — $443MApr '26 — $443MMay '26 — $443MJun '26 — $443M
Oct '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$443Mregulatory AUM
Discretionary $443M