Spielberger & Brooks, Inc.
● SEC registered since 2008CRD 147197SEC# 801-69153Woodbury, NY
Reg. AUM
$473.8M
Employees
2
Accounts
251
Location
Woodbury, NY
Spielberger & Brooks, Inc. assets under management
Spielberger & Brooks, Inc. is an investment advisory firm registered with the SEC based in Woodbury, NY. The firm has been registered since 2008. It reports $473.8 million in regulatory assets under management and employs 2 people.
Spielberger & Brooks, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Craig David Brooks Control | Managing Director & Cco | 25-50% | 2012 |
| Mark Henry Spielberger Control | Ceo & President | 50-75% | 2008 |
Frequently asked questions
How much does Spielberger & Brooks, Inc. manage?
Spielberger & Brooks, Inc. reports $473.8 million in regulatory assets under management on its Form ADV.
How many employees does Spielberger & Brooks, Inc. have?
Spielberger & Brooks, Inc. reports 2 employees.
Where is Spielberger & Brooks, Inc. located?
Spielberger & Brooks, Inc. is based in Woodbury, NY and has been SEC-registered since 2008.
Does Spielberger & Brooks, Inc. disclose fund performance?
Spielberger & Brooks, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7600 Jericho Turnpike, Suite 305, Woodbury, NY 11797 |
| Phone | 516-433-3100 |
| Fax | 516-960-3100 |
| Office hours | 9-5 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$473.8M▲ 21%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 49%
Larger than 51% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$473.8Mregulatory AUM
Discretionary $457.2MNon-discretionary $16.5M