Spivak Asset Management, LLC
● SEC registered since 2015CRD 125714SEC# 801-81096Avon, CT
Reg. AUM
$439.1M
Employees
1
Accounts
63
Location
Avon, CT
Spivak Asset Management, LLC assets under management
Spivak Asset Management, LLC operates as an SEC-registered investment adviser based in Avon, CT. The firm has been registered since 2015. It reports $439.1 million in regulatory assets under management and employs 1 people.
Spivak Asset Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jay Stuart Spivak Control | Managing Member/Chief Compliance Officer | Over 75% | 1996 |
Frequently asked questions
How much does Spivak Asset Management, LLC manage?
Spivak Asset Management, LLC reports $439.1 million in regulatory assets under management on its Form ADV.
How many employees does Spivak Asset Management, LLC have?
Spivak Asset Management, LLC reports 1 employees.
Where is Spivak Asset Management, LLC located?
Spivak Asset Management, LLC is based in Avon, CT and has been SEC-registered since 2015.
Does Spivak Asset Management, LLC disclose fund performance?
Spivak Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 172 West Main Street, Avon, CT 06001 |
| Phone | 860-676-9756 |
| Fax | 860-676-2107 |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$439.1M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$439.1Mregulatory AUM
Discretionary $439.1M