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Sprott Asset Management USA Inc.

● SEC registered since 2006CRD 139022SEC# 801-66131Darien, CT
Export (members)
Ranks #853 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$10.12B
Fund GAV
$377.5M
Private funds
4
Employees
64
Accounts
3,362
Location
Darien, CT

Sprott Asset Management USA Inc. assets under management

Sprott Asset Management USA Inc. operates as an SEC-registered investment adviser based in Darien, CT. The firm has been registered since 2006. It reports $10.1 billion in regulatory assets under management and employs 64 people. Sprott Asset Management USA Inc. manages 4 private funds with combined gross assets of $377.5 million, including Sprott Hathaway Special Situations Fund, LP. By regulatory assets, it ranks 853 of 6,004 private fund managers.

Sprott Asset Management USA Inc. private funds

4 funds · $377.5M GAV
FundTypeGross assetsMin.
Sprott Hathaway Special Situations Fund, LPHedge$192.4M$1M
Resource Exploration and Development Private Placement Qp, LPHedge$76.8M$250K
Sprott Physical Commodities Fund LPHedge$54.8M$1M
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Sprott Asset Management USA Inc. owners & executives

9 reported
NameTitleOwnershipSince
Robert Virgil Villaflor ControlDirectorUnder 5%2021
Robert Virgil Villaflor ControlManaging Partner - Sprott Wealth ManagementUnder 5%2025
Sprott U.S. Holdings Inc. ControlOwnerOver 75%2011
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Frequently asked questions

How much does Sprott Asset Management USA Inc. manage?

Sprott Asset Management USA Inc. reports $10.1 billion in regulatory assets under management on its Form ADV.

How many private funds does Sprott Asset Management USA Inc. manage?

Sprott Asset Management USA Inc. manages 4 private funds with combined gross assets of $377.5 million.

How many employees does Sprott Asset Management USA Inc. have?

Sprott Asset Management USA Inc. reports 64 employees.

Where is Sprott Asset Management USA Inc. located?

Sprott Asset Management USA Inc. is based in Darien, CT and has been SEC-registered since 2006.

Does Sprott Asset Management USA Inc. disclose fund performance?

Sprott Asset Management USA Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address320 Post Road, Suite 230, Darien, CT 06820
Phone203-656-2400
Office hours8:00 a.m. - 4 p.m.
SEC regionBoston Regional Office (BRO)
CIK1728686
Discloses disciplinary historyYes

Regulatory AUM

$10.12B▲ 118%
Mar '25 — $4.64BApr '25 — $4.64BMay '25 — $4.64BJun '25 — $4.64BJul '25 — $4.64BAug '25 — $4.64BSep '25 — $4.64BOct '25 — $4.64BNov '25 — $4.64BDec '25 — $4.64BJan '26 — $4.64BFeb '26 — $4.64BMar '26 — $10.12BApr '26 — $10.12BMay '26 — $10.12BJun '26 — $10.12B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 8%
Larger than 92% of 16,271 advisers
AUM vs fund managersTop 14%
Larger than 86% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 10%
More than 90% of 16,825 advisers

Assets under management

$10.12Bregulatory AUM
Discretionary $8.7BNon-discretionary $1.41B

Service providers