St. Germain Investment Management, Inc.
● SEC registered since 1976CRD 155186SEC# 801-12471Springfield, MA
Reg. AUM
$3.79B
Employees
42
Accounts
6,722
Location
Springfield, MA
St. Germain Investment Management, Inc. assets under management
St. Germain Investment Management, Inc. operates as an SEC-registered investment adviser based in Springfield, MA. The firm has been registered since 1976. It reports $3.8 billion in regulatory assets under management and employs 42 people.
St. Germain Investment Management, Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dj St Germain Co., Inc. | Corporate Owner | Over 75% | 2010 |
| John Francis Fortier Control | Treasurer | Under 5% | 2022 |
| Michael Robert Matty Control | President, Director, Secretary | Under 5% | 2010 |
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Join to unlock · $37/moFrequently asked questions
How much does St. Germain Investment Management, Inc. manage?
St. Germain Investment Management, Inc. reports $3.8 billion in regulatory assets under management on its Form ADV.
How many employees does St. Germain Investment Management, Inc. have?
St. Germain Investment Management, Inc. reports 42 employees.
Where is St. Germain Investment Management, Inc. located?
St. Germain Investment Management, Inc. is based in Springfield, MA and has been SEC-registered since 1976.
Does St. Germain Investment Management, Inc. disclose fund performance?
St. Germain Investment Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1500 Main St, 25th Floor, Springfield, MA 01115-1001 |
| Phone | 413-733-5111 |
| Fax | 413-747-0848 |
| Office hours | 8:30 a.m. To 4:30 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 831571 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$3.79B▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 14%
More than 86% of 16,825 advisers
Assets under management
$3.79Bregulatory AUM
Discretionary $3.78BNon-discretionary $14.7M