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Stage Harbor Financial, LLC

● SEC registered since 2018CRD 289725SEC# 801-112359Westwood, MA
Export (members)
Reg. AUM
$1.1B
Employees
11
Accounts
1,435
Location
Westwood, MA

Stage Harbor Financial, LLC assets under management

Stage Harbor Financial, LLC is an investment advisory firm registered with the SEC based in Westwood, MA. The firm has been registered since 2018. It reports $1.1 billion in regulatory assets under management and employs 11 people.

Stage Harbor Financial, LLC owners & executives

4 reported
NameTitleOwnershipSince
Andre Matos Fernandes ControlManaging Member25-50%2018
Matthew Douglas Biggar ControlManaging Member25-50%2018
Rosemarie Na Ranzie ControlChief Compliance OfficerUnder 5%2018
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Frequently asked questions

How much does Stage Harbor Financial, LLC manage?

Stage Harbor Financial, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does Stage Harbor Financial, LLC have?

Stage Harbor Financial, LLC reports 11 employees.

Where is Stage Harbor Financial, LLC located?

Stage Harbor Financial, LLC is based in Westwood, MA and has been SEC-registered since 2018.

Does Stage Harbor Financial, LLC disclose fund performance?

Stage Harbor Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 Lowder Brook Drive, Suite #2500, Westwood, MA 02090
Phone(781) 934-3130
Fax781-610-9000
Office hours8:30a.m. - 5:00p.m.
SEC regionBoston Regional Office (BRO)
CIK1934721
Discloses disciplinary historyNo

Regulatory AUM

$1.1B▲ 13%
Mar '25 — $972.9MApr '25 — $972.9MMay '25 — $972.9MJun '25 — $972.9MJul '25 — $972.9MAug '25 — $972.9MSep '25 — $972.9MOct '25 — $972.9MNov '25 — $972.9MDec '25 — $972.9MJan '26 — $972.9MFeb '26 — $972.9MMar '26 — $1.1BApr '26 — $1.1BMay '26 — $1.1BJun '26 — $1.1B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 31%
Larger than 69% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers

Assets under management

$1.1Bregulatory AUM
Discretionary $1.1B