Steben & Company, LLC
● SEC registered since 2005CRD 117808SEC# 801-64686Excelsior, MN
Reg. AUM
$69.2M
Employees
8
Accounts
1
Location
Excelsior, MN
About Steben & Company
Steben & Company guides financial advisers and investors on alternative investments, including managed futures. It offers education and expertise on diversification benefits of alternatives within broader portfolios.
Summary based on the firm’s website.
Steben & Company, LLC assets under management
Steben & Company, LLC is an SEC-registered investment adviser based in Excelsior, MN. The firm has been registered since 2005. It reports $69.2 million in regulatory assets under management and employs 8 people.
Steben & Company, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian F Hull | Chief Compliance Officer | Under 5% | 2012 |
| Jon Chadwick Essen | Chief Financial Officer | Under 5% | 2020 |
| Kevin Michael Kinzie Control | Chief Executive Officer | Under 5% | 2019 |
| Octavus Group, LLC | Owner | Over 75% | 2019 |
| Kevin Michael Kinzie Control | Manager | 25-50% | 2002 |
Frequently asked questions
How much does Steben & Company, LLC manage?
Steben & Company, LLC reports $69.2 million in regulatory assets under management on its Form ADV.
How many employees does Steben & Company, LLC have?
Steben & Company, LLC reports 8 employees.
Where is Steben & Company, LLC located?
Steben & Company, LLC is based in Excelsior, MN and has been SEC-registered since 2005.
Does Steben & Company, LLC disclose fund performance?
Steben & Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 687 Excelsior Blvd., Excelsior, MN 55331 |
| Phone | 952-767-6900 |
| Fax | 952-767-2926 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1146224 |
| Discloses disciplinary history | No |
Regulatory AUM
$69.2M▼ 36%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,369 advisers
EmployeesTop 47%
More than 53% of 16,804 advisers
Assets under management
$69.2Mregulatory AUM
Discretionary $69.2M