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Steele Capital Management, Inc.

● SEC registered since 1995CRD 107097SEC# 801-50636Dubuque, IA
Export (members)
Reg. AUM
$3.55B
Employees
15
Accounts
4,418
Location
Dubuque, IA

Steele Capital Management, Inc. assets under management

Steele Capital Management, Inc. is an investment advisory firm registered with the SEC based in Dubuque, IA. The firm has been registered since 1995. It reports $3.5 billion in regulatory assets under management and employs 15 people.

Steele Capital Management, Inc. owners & executives

14 reported
NameTitleOwnershipSince
Ashley e Steele 2024 TrustMinority Owner10-25%2024
Bradley LewisSenior Portfolio Manager5-10%2018
Brett Allen WesselsChief Investment Officer5-10%2018
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Frequently asked questions

How much does Steele Capital Management, Inc. manage?

Steele Capital Management, Inc. reports $3.5 billion in regulatory assets under management on its Form ADV.

How many employees does Steele Capital Management, Inc. have?

Steele Capital Management, Inc. reports 15 employees.

Where is Steele Capital Management, Inc. located?

Steele Capital Management, Inc. is based in Dubuque, IA and has been SEC-registered since 1995.

Does Steele Capital Management, Inc. disclose fund performance?

Steele Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1000 Jackson Street, Suite 201, Dubuque, IA 52001
Phone563-588-2097
Fax563-588-0970
Office hours8a.m.-4:30p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$3.55B▲ 17%
Mar '25 — $3.03BApr '25 — $3.03BMay '25 — $3.03BJun '25 — $3.03BJul '25 — $3.03BAug '25 — $3.03BSep '25 — $3.03BOct '25 — $3.03BNov '25 — $3.03BDec '25 — $3.03BJan '26 — $3.03BFeb '26 — $3.03BMar '26 — $3.55BApr '26 — $3.55BMay '26 — $3.55BJun '26 — $3.55B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 16%
Larger than 84% of 16,271 advisers
EmployeesTop 30%
More than 70% of 16,825 advisers

Assets under management

$3.55Bregulatory AUM
Discretionary $3.51BNon-discretionary $40.5M