Steele Creek Investment Management LLC
● SEC registered since 2014CRD 170209SEC# 801-79139Charlotte, NC
Ranks #2,339 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.74B
Fund GAV
$1.54B
Private funds
9
Employees
12
Accounts
11
Location
Charlotte, NC
Steele Creek Investment Management LLC assets under management
Steele Creek Investment Management LLC is an investment advisory firm registered with the SEC based in Charlotte, NC. The firm has been registered since 2014. It reports $1.7 billion in regulatory assets under management and employs 12 people. Steele Creek Investment Management LLC manages 9 private funds with combined gross assets of $1.5 billion, including Steele Creek CLO 2022-1, Ltd. By regulatory assets, it ranks 2,339 of 6,004 private fund managers.
Steele Creek Investment Management LLC private funds
9 funds · $1.54B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Steele Creek CLO 2022-1, Ltd | Securitized Asset | $347.3M | $250K |
| Steele Creek CLO 2019-2, Ltd. | Securitized Asset | $274.3M | $1M |
| Steele Creek CLO 2019-1, Ltd. | Securitized Asset | $231.4M | $1M |
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Join to unlock · $37/moSteele Creek Investment Management LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Regis Ryan Control | Managing Director | Under 5% | 2013 |
| Glenn Patrick Duffy Control | Chief Investment Officer | Under 5% | 2013 |
| Max C Wagenberg Control | Senior Portfolio Manager/Chief Operating Officer/Chief Compliance Officer | Under 5% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Steele Creek Investment Management LLC manage?
Steele Creek Investment Management LLC reports $1.7 billion in regulatory assets under management on its Form ADV.
How many private funds does Steele Creek Investment Management LLC manage?
Steele Creek Investment Management LLC manages 9 private funds with combined gross assets of $1.5 billion.
How many employees does Steele Creek Investment Management LLC have?
Steele Creek Investment Management LLC reports 12 employees.
Where is Steele Creek Investment Management LLC located?
Steele Creek Investment Management LLC is based in Charlotte, NC and has been SEC-registered since 2014.
Does Steele Creek Investment Management LLC disclose fund performance?
Steele Creek Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 201 South College Street, Suite 1690, Charlotte, NC 28244 |
| Phone | 704-343-6011 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.74B▼ 27%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
AUM vs fund managersTop 39%
Larger than 61% of 6,004 private-fund managers
Number of fundsTop 27%
More funds than 73% of fund managers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$1.74Bregulatory AUM
Discretionary $1.74B
Fund type mix
Securitized Asset8
Private Equity1
Service providers
Custodian
Administrator