Steffes Financial, Ltd
● SEC registered since 2005CRD 134530SEC# 801-64179Overland Park, KS
Reg. AUM
$611.5M
Employees
4
Accounts
652
Location
Overland Park, KS
Steffes Financial, Ltd assets under management
Steffes Financial, Ltd operates as an SEC-registered investment adviser based in Overland Park, KS. The firm has been registered since 2005. It reports $611.5 million in regulatory assets under management and employs 4 people.
Steffes Financial, Ltd owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Grant Gerald Steffes Control | Director, President, Secretary, & Chief Compliance Officer | Over 75% | 2023 |
Frequently asked questions
How much does Steffes Financial, Ltd manage?
Steffes Financial, Ltd reports $611.5 million in regulatory assets under management on its Form ADV.
How many employees does Steffes Financial, Ltd have?
Steffes Financial, Ltd reports 4 employees.
Where is Steffes Financial, Ltd located?
Steffes Financial, Ltd is based in Overland Park, KS and has been SEC-registered since 2005.
Does Steffes Financial, Ltd disclose fund performance?
Steffes Financial, Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8655 College Blvd, Suite 101, Overland Park, KS 66210 |
| Phone | 913-722-1111 |
| Fax | 913-722-1120 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$611.5M▲ 14%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 43%
Larger than 57% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$611.5Mregulatory AUM
Discretionary $354.6MNon-discretionary $256.9M