Stephens Investment Management Group, LLC
● SEC registered since 2005CRD 136369SEC# 801-64675Little Rock, AR
Reg. AUM
$9.55B
Employees
22
Accounts
277
Location
Little Rock, AR
Stephens Investment Management Group, LLC assets under management
Stephens Investment Management Group, LLC is an investment advisory firm registered with the SEC based in Little Rock, AR. The firm has been registered since 2005. It reports $9.5 billion in regulatory assets under management and employs 22 people.
Stephens Investment Management Group, LLC owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Allison Rhodes | Chief Compliance Officer, General Counsel | Under 5% | 2024 |
| John Calhoun Stephens 2012 Trust Control | Member | 25-50% | 2025 |
| Joseph Warren Simpson Control | President And Chief Executive Officer | Under 5% | 2005 |
| Laura Whitaker Stephens 2012 Trust Control | Member | 25-50% | 2025 |
| Michael William Nolte Control | Chief Operating Officer, Senior Vice President | Under 5% | 2006 |
| Ryan Edward Crane Control | Chief Investment Officer | Under 5% | 2005 |
| Stephens Investments Holdings LLC Control | Member | 25-50% | 2006 |
| Warren Miles Amerine Stephens 2012 Trust Control | Member | 25-50% | 2025 |
| John Calhoun Stephens Control | Beneficiary/Trustee | — | 2012 |
| Laura Stephens Brookshire Control | Beneficiary | — | 2012 |
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Join to unlock · $37/moFrequently asked questions
How much does Stephens Investment Management Group, LLC manage?
Stephens Investment Management Group, LLC reports $9.5 billion in regulatory assets under management on its Form ADV.
How many employees does Stephens Investment Management Group, LLC have?
Stephens Investment Management Group, LLC reports 22 employees.
Where is Stephens Investment Management Group, LLC located?
Stephens Investment Management Group, LLC is based in Little Rock, AR and has been SEC-registered since 2005.
Does Stephens Investment Management Group, LLC disclose fund performance?
Stephens Investment Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 111 Center Street, Little Rock, AR 72201 |
| Phone | 800-458-6589 |
| Fax | 501-377-2327 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1314440 |
| Discloses disciplinary history | No |
Regulatory AUM
$9.55B▲ 25%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 9%
Larger than 91% of 16,306 advisers
EmployeesTop 22%
More than 78% of 16,824 advisers
Assets under management
$9.55Bregulatory AUM
Discretionary $9.55B