Stephenson and Company, Inc.
● SEC registered since 2019CRD 111453SEC# 801-117128San Clemente, CA
Reg. AUM
$447M
Employees
5
Accounts
656
Location
San Clemente, CA
Stephenson and Company, Inc. assets under management
Stephenson and Company, Inc. is an investment advisory firm registered with the SEC based in San Clemente, CA. The firm has been registered since 2019. It reports $447 million in regulatory assets under management and employs 5 people.
Stephenson and Company, Inc. owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bradley and Teresa Ann Stephenson Trust Dated 7-27-98 Control | Shareholder | 50-75% | 2016 |
| Bradley Stephenson Control | President/Cco | Under 5% | 2016 |
| Riley Sean Stephenson Control | Shareholder/Chief Financial Officer | 10-25% | 2016 |
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Join to unlock · $37/moFrequently asked questions
How much does Stephenson and Company, Inc. manage?
Stephenson and Company, Inc. reports $447 million in regulatory assets under management on its Form ADV.
How many employees does Stephenson and Company, Inc. have?
Stephenson and Company, Inc. reports 5 employees.
Where is Stephenson and Company, Inc. located?
Stephenson and Company, Inc. is based in San Clemente, CA and has been SEC-registered since 2019.
Does Stephenson and Company, Inc. disclose fund performance?
Stephenson and Company, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 241 Avenida del Mar, San Clemente, CA 92672 |
| Phone | 949-727-4255 |
| Fax | 949-369-2527 |
| Office hours | 8:30 a.m. - 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 2001544 |
| Discloses disciplinary history | No |
Regulatory AUM
$447M▲ 43%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$447Mregulatory AUM
Discretionary $353.4MNon-discretionary $93.6M