Stepp & Rothwell Inc
● SEC registered since 1998CRD 107999SEC# 801-55489Overland Park, KS
Reg. AUM
$1.06B
Employees
25
Accounts
2,283
Location
Overland Park, KS
Stepp & Rothwell Inc assets under management
Stepp & Rothwell Inc is a registered investment adviser overseen by the SEC based in Overland Park, KS. The firm has been registered since 1998. It reports $1.1 billion in regulatory assets under management and employs 25 people.
Stepp & Rothwell Inc owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Amy Marie Guerich Control | Secretary/Treasurer/Director | 50-75% | 2015 |
| Howard Richard Rothwell Control | Chief Compliance Officer/Director | Under 5% | 1998 |
| Kathleen Ann Stepp Control | Chief Financial Officer/Director | Under 5% | 1992 |
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Join to unlock · $37/moFrequently asked questions
How much does Stepp & Rothwell Inc manage?
Stepp & Rothwell Inc reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Stepp & Rothwell Inc have?
Stepp & Rothwell Inc reports 25 employees.
Where is Stepp & Rothwell Inc located?
Stepp & Rothwell Inc is based in Overland Park, KS and has been SEC-registered since 1998.
Does Stepp & Rothwell Inc disclose fund performance?
Stepp & Rothwell Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7300 College Boulevard, Suite 100, Overland Park, KS 66210-2301 |
| Phone | 913-345-4800 |
| Fax | 913-345-4801 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.06B▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$1.06Bregulatory AUM
Discretionary $954.4MNon-discretionary $100.7M