Sterling Financial Planning Inc
● SEC registered since 1998CRD 108664SEC# 801-56025Sparta, NJ
Reg. AUM
$760.8M
Employees
8
Accounts
1,639
Location
Sparta, NJ
Sterling Financial Planning Inc assets under management
Sterling Financial Planning Inc is an SEC-registered investment adviser based in Sparta, NJ. The firm has been registered since 1998. It reports $760.8 million in regulatory assets under management and employs 8 people.
Sterling Financial Planning Inc owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Glen Andrew Thomas Control | Treasurer | 10-25% | 2022 |
| Matthew Joseph Hannum Control | Secretary | 25-50% | 2019 |
| Nicholas Anthony Nicolette Control | President And Chief Compliance Officer | 10-25% | 2022 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Sterling Financial Planning Inc manage?
Sterling Financial Planning Inc reports $760.8 million in regulatory assets under management on its Form ADV.
How many employees does Sterling Financial Planning Inc have?
Sterling Financial Planning Inc reports 8 employees.
Where is Sterling Financial Planning Inc located?
Sterling Financial Planning Inc is based in Sparta, NJ and has been SEC-registered since 1998.
Does Sterling Financial Planning Inc disclose fund performance?
Sterling Financial Planning Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 60 Blue Heron Road, Suite 201, Sparta, NJ 07871-2608 |
| Phone | 973-729-1234 |
| Fax | 973-729-8079 |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1844278 |
| Discloses disciplinary history | No |
Regulatory AUM
$760.8M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 38%
Larger than 62% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$760.8Mregulatory AUM
Discretionary $487.5MNon-discretionary $273.2M