Sterling Manor Financial, LLC
● SEC registered since 2016CRD 284218SEC# 801-107975Saratoga Springs, NY
Reg. AUM
$201M
Employees
3
Accounts
924
Location
Saratoga Springs, NY
Sterling Manor Financial, LLC assets under management
Sterling Manor Financial, LLC operates as an SEC-registered investment adviser based in Saratoga Springs, NY. The firm has been registered since 2016. It reports $201 million in regulatory assets under management and employs 3 people.
Sterling Manor Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam Fletcher Doig Control | Managing Member | 50-75% | 2006 |
| Stephen Matthew Kyne Control | Managing Member & Chief Compliance Officer | 50-75% | 2006 |
Frequently asked questions
How much does Sterling Manor Financial, LLC manage?
Sterling Manor Financial, LLC reports $201 million in regulatory assets under management on its Form ADV.
How many employees does Sterling Manor Financial, LLC have?
Sterling Manor Financial, LLC reports 3 employees.
Where is Sterling Manor Financial, LLC located?
Sterling Manor Financial, LLC is based in Saratoga Springs, NY and has been SEC-registered since 2016.
Does Sterling Manor Financial, LLC disclose fund performance?
Sterling Manor Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 18 Division Street, Suite 202, Saratoga Springs, NY 12866 |
| Phone | 518-583-4040 |
| Fax | (518) 583-4624 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$201M▲ 26%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$201Mregulatory AUM
Discretionary $199.6MNon-discretionary $1.4M