Sterneck Capital Management LLC
● SEC registered since 1993CRD 111463SEC# 801-45256Kansas City, MO
Reg. AUM
$327.9M
Employees
5
Accounts
670
Location
Kansas City, MO
Sterneck Capital Management LLC assets under management
Sterneck Capital Management LLC is a registered investment adviser overseen by the SEC based in Kansas City, MO. The firm has been registered since 1993. It reports $327.9 million in regulatory assets under management and employs 5 people.
Sterneck Capital Management LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Austin Lloyd Drake Control | Senior Wealth Manager | 50-75% | 2026 |
| Brandie Mignon Giffin Control | Chief Operating Officer; Chief Compliance Officer | Under 5% | 2018 |
| Frank Martin Sterneck Control | Chief Investment Officer | 50-75% | 2004 |
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Join to unlock · $37/moFrequently asked questions
How much does Sterneck Capital Management LLC manage?
Sterneck Capital Management LLC reports $327.9 million in regulatory assets under management on its Form ADV.
How many employees does Sterneck Capital Management LLC have?
Sterneck Capital Management LLC reports 5 employees.
Where is Sterneck Capital Management LLC located?
Sterneck Capital Management LLC is based in Kansas City, MO and has been SEC-registered since 1993.
Does Sterneck Capital Management LLC disclose fund performance?
Sterneck Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1251 NW Briarcliff Pkwy, Ste 95, Kansas City, MO 64116 |
| Phone | 816-531-2254 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1438574 |
| Discloses disciplinary history | No |
Regulatory AUM
$327.9M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$327.9Mregulatory AUM
Discretionary $309MNon-discretionary $18.9M