Steward Partners Investment Advisory, LLC
● SEC registered since 2016CRD 283004SEC# 801-107426Stamford, CT
Reg. AUM
$33.52B
Employees
549
Accounts
71,582
Location
Stamford, CT
Steward Partners Investment Advisory, LLC assets under management
Steward Partners Investment Advisory, LLC is an SEC-registered investment adviser based in Stamford, CT. The firm has been registered since 2016. It reports $33.5 billion in regulatory assets under management and employs 549 people.
Steward Partners Investment Advisory, LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Debra Volland Achkire Control | General Counsel | Under 5% | 2025 |
| Jeani Theresa Winterbourne Control | President | Under 5% | 2024 |
| Joseph S Faber Control | Chief Financial Officer | Under 5% | 2022 |
| MacGregor Maitland Control | Chief Risk Officer | Under 5% | 2022 |
| Robert John Guldner Control | Chief Compliance Officer | Under 5% | 2023 |
| Steward Partners Holdings, LLC Control | Member | Over 75% | 2018 |
| Steward Partners Intermediate I Control | Member | Over 75% | 2026 |
| Steward Partners Intermediate II Control | Member | Over 75% | 2026 |
| Steward Partners Management Holdings, LLC Control | Member | Over 75% | 2018 |
| Steward Partners New Holdings, LLC Control | Member | Over 75% | 2026 |
Frequently asked questions
How much does Steward Partners Investment Advisory, LLC manage?
Steward Partners Investment Advisory, LLC reports $33.5 billion in regulatory assets under management on its Form ADV.
How many employees does Steward Partners Investment Advisory, LLC have?
Steward Partners Investment Advisory, LLC reports 549 employees.
Where is Steward Partners Investment Advisory, LLC located?
Steward Partners Investment Advisory, LLC is based in Stamford, CT and has been SEC-registered since 2016.
Does Steward Partners Investment Advisory, LLC disclose fund performance?
Steward Partners Investment Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT 06901-3512 |
| Phone | 866-694-7769 |
| Fax | 212-867-5922 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1723397 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$33.52B▲ 35%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 4%
Larger than 96% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$33.52Bregulatory AUM
Discretionary $25.16BNon-discretionary $8.35B