Stone Steps Financial, LLC
● SEC registered since 2024CRD 175289SEC# 801-131412Encinitas, CA
Reg. AUM
$146.6M
Employees
6
Accounts
613
Location
Encinitas, CA
Stone Steps Financial, LLC assets under management
Stone Steps Financial, LLC is an investment advisory firm registered with the SEC based in Encinitas, CA. The firm has been registered since 2024. It reports $146.6 million in regulatory assets under management and employs 6 people.
Stone Steps Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kingston Marland Hollman | Chief Compliance Officer | Under 5% | 2026 |
| Scott Robert Frank Control | Managing Member | Over 75% | 2015 |
Frequently asked questions
How much does Stone Steps Financial, LLC manage?
Stone Steps Financial, LLC reports $146.6 million in regulatory assets under management on its Form ADV.
How many employees does Stone Steps Financial, LLC have?
Stone Steps Financial, LLC reports 6 employees.
Where is Stone Steps Financial, LLC located?
Stone Steps Financial, LLC is based in Encinitas, CA and has been SEC-registered since 2024.
Does Stone Steps Financial, LLC disclose fund performance?
Stone Steps Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 533 Second Street, Suite 207, Encinitas, CA 92024 |
| Phone | 760-456-7147 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$146.6M▲ 39%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$146.6Mregulatory AUM
Discretionary $146.6M