Stonegate Investment Group, LLC
CRD 314889SEC# 801-121509Birmingham, AL
No longer SEC-registered. Stonegate Investment Group, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #1,225 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$5.67B
Fund GAV
$3.7M
Private funds
3
Employees
14
Accounts
2,768
Location
Birmingham, AL
Stonegate Investment Group, LLC assets under management
Stonegate Investment Group, LLC is an investment advisory firm registered with the SEC based in Birmingham, AL. It reports $5.7 billion in regulatory assets under management and employs 14 people. Stonegate Investment Group, LLC manages 3 private funds with combined gross assets of $3.7 million, including Stonegate Cyber II, LLC. By regulatory assets, it ranks 1,225 of 6,004 private fund managers.
Stonegate Investment Group, LLC private funds
3 funds · $3.7M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Stonegate Cyber II, LLC | Venture Capital | $3.7M | — |
| Stonegate Opportunity Fund II, LLC | Hedge | — | $50K |
| Stonegate Cyber I, LLC | Venture Capital | — | — |
Stonegate Investment Group, LLC owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher J Compton Control | Managing Director, Partner | Under 5% | 2021 |
| Harry Lawrence Cowley Control | Principal And Chief Compliance Officer | Under 5% | 2021 |
| James Walter Allen Control | Chief Wealth Strategist, Partner | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Stonegate Investment Group, LLC manage?
Stonegate Investment Group, LLC reports $5.7 billion in regulatory assets under management on its Form ADV.
How many private funds does Stonegate Investment Group, LLC manage?
Stonegate Investment Group, LLC manages 3 private funds with combined gross assets of $3.7 million.
How many employees does Stonegate Investment Group, LLC have?
Stonegate Investment Group, LLC reports 14 employees.
Where is Stonegate Investment Group, LLC located?
Stonegate Investment Group, LLC is based in Birmingham, AL.
Does Stonegate Investment Group, LLC disclose fund performance?
Stonegate Investment Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2005 Stonegate Trail, Suite # 101, Birmingham, AL 35242 |
| Office hours | 8:30a.m. To 5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$5.67BNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 12%
Larger than 88% of 16,271 advisers
AUM vs fund managersTop 20%
Larger than 80% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$5.67Bregulatory AUM
Discretionary $4.93BNon-discretionary $736.6M
Fund type mix
Venture Capital2
Hedge1