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Strategic Financial Services, Inc.

● SEC registered since 1989CRD 109677SEC# 801-33774Utica, NY
Export (members)
Reg. AUM
$2.81B
Employees
39
Accounts
3,589
Location
Utica, NY

Strategic Financial Services, Inc. assets under management

Strategic Financial Services, Inc. is an investment advisory firm registered with the SEC based in Utica, NY. The firm has been registered since 1989. It reports $2.8 billion in regulatory assets under management and employs 39 people.

Strategic Financial Services, Inc. owners & executives

6 reported
NameTitleOwnershipSince
Aaron R EvansSenior Advisor5-10%2018
Alan R. Leist, III Revocable Trust ControlShareholder50-75%2021
Alan Remy Leist ControlCeoUnder 5%2019
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Frequently asked questions

How much does Strategic Financial Services, Inc. manage?

Strategic Financial Services, Inc. reports $2.8 billion in regulatory assets under management on its Form ADV.

How many employees does Strategic Financial Services, Inc. have?

Strategic Financial Services, Inc. reports 39 employees.

Where is Strategic Financial Services, Inc. located?

Strategic Financial Services, Inc. is based in Utica, NY and has been SEC-registered since 1989.

Does Strategic Financial Services, Inc. disclose fund performance?

Strategic Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address114 Business Park Drive, Utica, NY 13502
Phone(315)724-1776
Fax(315)735-7739
Office hours8:30 a.m. - 4:30 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1432539
Discloses disciplinary historyNo

Regulatory AUM

$2.81B▲ 23%
Mar '25 — $2.28BApr '25 — $2.28BMay '25 — $2.28BJun '25 — $2.28BJul '25 — $2.28BAug '25 — $2.28BSep '25 — $2.28BOct '25 — $2.28BNov '25 — $2.28BDec '25 — $2.28BJan '26 — $2.28BFeb '26 — $2.28BMar '26 — $2.81BApr '26 — $2.81BMay '26 — $2.81BJun '26 — $2.81B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 18%
Larger than 82% of 16,271 advisers
EmployeesTop 14%
More than 86% of 16,825 advisers

Assets under management

$2.81Bregulatory AUM
Discretionary $2.66BNon-discretionary $148.3M