Stratton Capital Investment Advisory LLC
● SEC registered since 2025CRD 307491SEC# 801-132386New York, NY
Reg. AUM
$138.3M
Employees
13
Accounts
643
Location
New York, NY
Stratton Capital Investment Advisory LLC assets under management
Stratton Capital Investment Advisory LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2025. It reports $138.3 million in regulatory assets under management and employs 13 people.
Stratton Capital Investment Advisory LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Belardo | Partner | Under 5% | 2022 |
| Lin Jwo Shiow Control | Business Development Director | 10-25% | 2023 |
| Marcelo Custodio Cabral Control | Managing Member / Principal And Chief Compliance Officer | 50-75% | 2020 |
| Michele Boeira Dos Santos | Head Of Operations | Under 5% | 2026 |
| Paula Gabriele Sander | Assistant Trader | Under 5% | 2023 |
| Rodrigues Nunes Rosane | Customer Service Director | Under 5% | 2024 |
| Shinichiro Fukui Tamura Control | Chief Executive Officer | 10-25% | 2023 |
Frequently asked questions
How much does Stratton Capital Investment Advisory LLC manage?
Stratton Capital Investment Advisory LLC reports $138.3 million in regulatory assets under management on its Form ADV.
How many employees does Stratton Capital Investment Advisory LLC have?
Stratton Capital Investment Advisory LLC reports 13 employees.
Where is Stratton Capital Investment Advisory LLC located?
Stratton Capital Investment Advisory LLC is based in New York, NY and has been SEC-registered since 2025.
Does Stratton Capital Investment Advisory LLC disclose fund performance?
Stratton Capital Investment Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 430 Park Avenue, New York, NY 10022 |
| Phone | + 1 (212) 849-1773 |
| Office hours | By Appointment |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$138.3M▲ 84%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,306 advisers
EmployeesTop 34%
More than 66% of 16,824 advisers
Assets under management
$138.3Mregulatory AUM
Discretionary $135.7MNon-discretionary $2.6M