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Stratton Capital Investment Advisory LLC

● SEC registered since 2025CRD 307491SEC# 801-132386New York, NY
Export (members)
Reg. AUM
$138.3M
Employees
13
Accounts
643
Location
New York, NY

Stratton Capital Investment Advisory LLC assets under management

Stratton Capital Investment Advisory LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2025. It reports $138.3 million in regulatory assets under management and employs 13 people.

Stratton Capital Investment Advisory LLC owners & executives

7 reported
NameTitleOwnershipSince
Joseph BelardoPartnerUnder 5%2022
Lin Jwo Shiow ControlBusiness Development Director10-25%2023
Marcelo Custodio Cabral ControlManaging Member / Principal And Chief Compliance Officer50-75%2020
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Frequently asked questions

How much does Stratton Capital Investment Advisory LLC manage?

Stratton Capital Investment Advisory LLC reports $138.3 million in regulatory assets under management on its Form ADV.

How many employees does Stratton Capital Investment Advisory LLC have?

Stratton Capital Investment Advisory LLC reports 13 employees.

Where is Stratton Capital Investment Advisory LLC located?

Stratton Capital Investment Advisory LLC is based in New York, NY and has been SEC-registered since 2025.

Does Stratton Capital Investment Advisory LLC disclose fund performance?

Stratton Capital Investment Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address430 Park Avenue, New York, NY 10022
Phone+ 1 (212) 849-1773
Office hoursBy Appointment
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$138.3M▲ 84%
Mar '25 — $75.2MApr '25 — $75.2MMay '25 — $75.2MJun '25 — $75.2MJul '25 — $75.2MAug '25 — $75.2MSep '25 — $75.2MOct '25 — $75.2MNov '25 — $75.2MDec '25 — $75.2MJan '26 — $75.2MFeb '26 — $75.2MMar '26 — $138.3MApr '26 — $138.3MMay '26 — $138.3MJun '26 — $138.3M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers

Assets under management

$138.3Mregulatory AUM
Discretionary $135.7MNon-discretionary $2.6M