Sullivan Financial, LLC
● SEC registered since 2024CRD 121371SEC# 801-130753Essex, CT
Reg. AUM
$119.1M
Employees
4
Accounts
308
Location
Essex, CT
Sullivan Financial, LLC assets under management
Sullivan Financial, LLC is a registered investment adviser overseen by the SEC based in Essex, CT. The firm has been registered since 2024. It reports $119.1 million in regulatory assets under management and employs 4 people.
Sullivan Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mary Jane Nmn Sullivan Control | Sole Owner/Chief Compliance Officer | Over 75% | 2019 |
Frequently asked questions
How much does Sullivan Financial, LLC manage?
Sullivan Financial, LLC reports $119.1 million in regulatory assets under management on its Form ADV.
How many employees does Sullivan Financial, LLC have?
Sullivan Financial, LLC reports 4 employees.
Where is Sullivan Financial, LLC located?
Sullivan Financial, LLC is based in Essex, CT and has been SEC-registered since 2024.
Does Sullivan Financial, LLC disclose fund performance?
Sullivan Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 15a Main Street, Essex, CT 06426 |
| Phone | (860)657-4150 |
| Fax | (860)657-4206 |
| Office hours | 8:30a.m.-4:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$119.1M▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$119.1Mregulatory AUM
Discretionary $0Non-discretionary $119.1M