Summit Financial Advisors, Inc.
● SEC registered since 2015CRD 145007SEC# 801-96206Middletown, OH
Reg. AUM
$232.8M
Employees
4
Accounts
417
Location
Middletown, OH
Summit Financial Advisors, Inc. assets under management
Summit Financial Advisors, Inc. is a registered investment adviser overseen by the SEC based in Middletown, OH. The firm has been registered since 2015. It reports $232.8 million in regulatory assets under management and employs 4 people.
Summit Financial Advisors, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ellen Marie Weed Control | Vice President | 10-25% | 2007 |
| Matthew Allen Weed Control | Chief Compliance Officer | Under 5% | 2021 |
| Peter Benjamin Miller Control | Vice President/Secretary/Treasurer | 10-25% | 2007 |
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Join to unlock · $37/moFrequently asked questions
How much does Summit Financial Advisors, Inc. manage?
Summit Financial Advisors, Inc. reports $232.8 million in regulatory assets under management on its Form ADV.
How many employees does Summit Financial Advisors, Inc. have?
Summit Financial Advisors, Inc. reports 4 employees.
Where is Summit Financial Advisors, Inc. located?
Summit Financial Advisors, Inc. is based in Middletown, OH and has been SEC-registered since 2015.
Does Summit Financial Advisors, Inc. disclose fund performance?
Summit Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 300 N. Main Street, Suite 500, Middletown, OH 45042 |
| Phone | 513-424-6300 |
| Fax | 513-424-1156 |
| Office hours | 9a.m.-5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$232.8M▲ 17%
Jun '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$232.8Mregulatory AUM
Discretionary $231MNon-discretionary $1.9M