Summit Financial, LLC
● SEC registered since 2018CRD 299322SEC# 801-114377Parsippany, NJ
Reg. AUM
$22.47B
Employees
490
Accounts
36,236
Location
Parsippany, NJ
Summit Financial, LLC assets under management
Summit Financial, LLC operates as an SEC-registered investment adviser based in Parsippany, NJ. The firm has been registered since 2018. It reports $22.5 billion in regulatory assets under management and employs 490 people.
Summit Financial, LLC owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony Lawrence McElynn Control | Chief Compliance Officer | Under 5% | 2024 |
| Esmat Bahar Hawkesworth Control | Chief Legal Officer,, Director | Under 5% | 2019 |
| Mara Deborah Stempler Control | Chief Financial Officer | Under 5% | 2018 |
See all 13 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Summit Financial, LLC manage?
Summit Financial, LLC reports $22.5 billion in regulatory assets under management on its Form ADV.
How many employees does Summit Financial, LLC have?
Summit Financial, LLC reports 490 employees.
Where is Summit Financial, LLC located?
Summit Financial, LLC is based in Parsippany, NJ and has been SEC-registered since 2018.
Does Summit Financial, LLC disclose fund performance?
Summit Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4 Campus Drive, Parsippany, NJ 07054 |
| Phone | 973-285-3600 |
| Fax | 973-285-3690 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$22.47B▲ 50%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$22.47Bregulatory AUM
Discretionary $12.24BNon-discretionary $10.23B