Summit Financial Strategies Inc
● SEC registered since 1995CRD 110112SEC# 801-50616Columbus, OH
Reg. AUM
$2.31B
Employees
37
Accounts
4,149
Location
Columbus, OH
About Summit Financial Strategies
Summit Financial Strategies is a fee-only fiduciary firm providing comprehensive planning, investment management, and retirement strategies. It works with individuals and families to connect present decisions with future goals and legacies.
Summary based on the firm’s website.
Summit Financial Strategies Inc assets under management
Summit Financial Strategies Inc is an SEC-registered investment adviser based in Columbus, OH. The firm has been registered since 1995. It reports $2.3 billion in regulatory assets under management and employs 37 people.
Summit Financial Strategies Inc owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Todd Sutliff Control | Vice President/Chief Marketing Officer | 10-25% | 2005 |
| Luke Jared Salcone Control | Chief Compliance Officer | Under 5% | 2024 |
| Michael Robert Scherer Control | Vice President/Treasurer/Chief Financial Officer | 10-25% | 2020 |
| Samantha Alise Lyman MacChia Control | President/Chief Executive Officer | 10-25% | 2002 |
| Steven Adam Cavalieri Control | Chief Investment Officer | Under 5% | 2024 |
| Timothy William Swain Control | Chief Operations Officer | 10-25% | 2024 |
| Wendy S Trout | Vice President | 10-25% | 2017 |
Frequently asked questions
How much does Summit Financial Strategies Inc manage?
Summit Financial Strategies Inc reports $2.3 billion in regulatory assets under management on its Form ADV.
How many employees does Summit Financial Strategies Inc have?
Summit Financial Strategies Inc reports 37 employees.
Where is Summit Financial Strategies Inc located?
Summit Financial Strategies Inc is based in Columbus, OH and has been SEC-registered since 1995.
Does Summit Financial Strategies Inc disclose fund performance?
Summit Financial Strategies Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4111 Worth Ave., #510, Columbus, OH 43219-3599 |
| Phone | 614-885-1115 |
| Fax | 614-885-1495 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.31B▲ 30%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 20%
Larger than 80% of 16,389 advisers
EmployeesTop 15%
More than 85% of 16,799 advisers
Assets under management
$2.31Bregulatory AUM
Discretionary $2.07BNon-discretionary $236.5M