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Summit Planning Group, Inc.

● SEC registered since 2021CRD 125994SEC# 801-122168E. Syracuse, NY
Export (members)
Reg. AUM
$111M
Employees
4
Accounts
459
Location
E. Syracuse, NY

Summit Planning Group, Inc. assets under management

Summit Planning Group, Inc. operates as an SEC-registered investment adviser based in E. Syracuse, NY. The firm has been registered since 2021. It reports $111 million in regulatory assets under management and employs 4 people.

Summit Planning Group, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Richard John Urciuoli ControlPresident & Chief Compliance OfficerOver 75%1986

Frequently asked questions

How much does Summit Planning Group, Inc. manage?

Summit Planning Group, Inc. reports $111 million in regulatory assets under management on its Form ADV.

How many employees does Summit Planning Group, Inc. have?

Summit Planning Group, Inc. reports 4 employees.

Where is Summit Planning Group, Inc. located?

Summit Planning Group, Inc. is based in E. Syracuse, NY and has been SEC-registered since 2021.

Does Summit Planning Group, Inc. disclose fund performance?

Summit Planning Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6674 Hammersmith Dr., E. Syracuse, NY 13057
Phone315-425-0344
Fax315-471-6768
Office hours9:00a.m. - 4:30p.m.
SEC regionNew York Regional Office (NYRO)
CIK2071702
Discloses disciplinary historyYes

Regulatory AUM

$111M▲ 7%
Mar '25 — $104.1MApr '25 — $104.1MMay '25 — $104.1MJun '25 — $104.1MJul '25 — $104.1MAug '25 — $104.1MSep '25 — $104.1MOct '25 — $104.1MNov '25 — $104.1MDec '25 — $104.1MJan '26 — $104.1MFeb '26 — $104.1MMar '26 — $111MApr '26 — $111MMay '26 — $111MJun '26 — $111M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$111Mregulatory AUM
Discretionary $102.7MNon-discretionary $8.3M