Sunbelt Securities, Inc.
● SEC registered since 2010CRD 42180SEC# 801-71479Houston, TX
Reg. AUM
$2.64B
Employees
68
Accounts
6,241
Location
Houston, TX
Sunbelt Securities, Inc. assets under management
Sunbelt Securities, Inc. is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2010. It reports $2.6 billion in regulatory assets under management and employs 68 people.
Sunbelt Securities, Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dagny Wright Young | Municipal Securities Principal | Under 5% | 2016 |
| David Anthony Smetek Control | President / Secretary | 10-25% | 2003 |
| Patrick Joseph Smetek Control | Chief Compliance Officer | 10-25% | 2004 |
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Join to unlock · $37/moFrequently asked questions
How much does Sunbelt Securities, Inc. manage?
Sunbelt Securities, Inc. reports $2.6 billion in regulatory assets under management on its Form ADV.
How many employees does Sunbelt Securities, Inc. have?
Sunbelt Securities, Inc. reports 68 employees.
Where is Sunbelt Securities, Inc. located?
Sunbelt Securities, Inc. is based in Houston, TX and has been SEC-registered since 2010.
Does Sunbelt Securities, Inc. disclose fund performance?
Sunbelt Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2700 Post Oak Blvd Ste 1700, Houston, TX 77056 |
| Phone | 713-965-9510 |
| Fax | 713-965-9435 |
| Office hours | 8:00 a.m. - 4:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$2.64B▲ 30%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 19%
Larger than 81% of 16,271 advisers
EmployeesTop 9%
More than 91% of 16,825 advisers
Assets under management
$2.64Bregulatory AUM
Discretionary $2.64B