Swan Capital Management, LLC
● SEC registered since 2012CRD 164280SEC# 801-76701Durango, CO
Reg. AUM
$1.3B
Employees
5
Accounts
8
Location
Durango, CO
Swan Capital Management, LLC assets under management
Swan Capital Management, LLC is an SEC-registered investment adviser based in Durango, CO. The firm has been registered since 2012. It reports $1.3 billion in regulatory assets under management and employs 5 people.
Swan Capital Management, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bradley Owen Ackerman | Cco | Under 5% | 2018 |
| Ethan Bates | Cfo | Under 5% | 2013 |
| Randall William Swan Control | President/Chief Executive Officer | Under 5% | 2012 |
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Join to unlock · $37/moFrequently asked questions
How much does Swan Capital Management, LLC manage?
Swan Capital Management, LLC reports $1.3 billion in regulatory assets under management on its Form ADV.
How many employees does Swan Capital Management, LLC have?
Swan Capital Management, LLC reports 5 employees.
Where is Swan Capital Management, LLC located?
Swan Capital Management, LLC is based in Durango, CO and has been SEC-registered since 2012.
Does Swan Capital Management, LLC disclose fund performance?
Swan Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1099 Main Ave., Suite 206, Durango, CO 81301 |
| Phone | 970-382-8901 |
| Fax | 970-382-8901 |
| Office hours | 7:00a.m.-5:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 1591478 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.3B▼ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$1.3Bregulatory AUM
Discretionary $1.3B