Swan Global Investments, LLC
● SEC registered since 2010CRD 114669SEC# 801-70881Durango, CO
Reg. AUM
$2.39B
Employees
17
Accounts
1,231
Location
Durango, CO
Swan Global Investments, LLC assets under management
Swan Global Investments, LLC is an investment advisory firm registered with the SEC based in Durango, CO. The firm has been registered since 2010. It reports $2.4 billion in regulatory assets under management and employs 17 people.
Swan Global Investments, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bradley Owen Ackerman | Chief Compliance Officer | Under 5% | 2018 |
| Ethan Bates | Cfo | Under 5% | 2013 |
| Randall William Swan Control | Ceo | Under 5% | 1999 |
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Join to unlock · $37/moFrequently asked questions
How much does Swan Global Investments, LLC manage?
Swan Global Investments, LLC reports $2.4 billion in regulatory assets under management on its Form ADV.
How many employees does Swan Global Investments, LLC have?
Swan Global Investments, LLC reports 17 employees.
Where is Swan Global Investments, LLC located?
Swan Global Investments, LLC is based in Durango, CO and has been SEC-registered since 2010.
Does Swan Global Investments, LLC disclose fund performance?
Swan Global Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1099 Main Ave, Suite 206, Durango, CO 81301 |
| Phone | 970-382-8901 |
| Fax | 970-382-8901 |
| Office hours | 6:30 - 5:00 |
| SEC region | Denver Regional Office (DRO) |
| CIK | 1591505 |
| Discloses disciplinary history | No |
Regulatory AUM
$2.39B▼ 1%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 20%
Larger than 80% of 16,271 advisers
EmployeesTop 28%
More than 72% of 16,825 advisers
Assets under management
$2.39Bregulatory AUM
Discretionary $2.39B