Swan Global Management LLC
● SEC registered since 2014CRD 173621SEC# 801-80552Humacao, PR
Reg. AUM
$2.39B
Employees
3
Accounts
1,231
Location
Humacao, PR
Swan Global Management LLC assets under management
Swan Global Management LLC is an investment advisory firm registered with the SEC based in Humacao, PR. The firm has been registered since 2014. It reports $2.4 billion in regulatory assets under management and employs 3 people.
Swan Global Management LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bradley Owen Ackerman | Chief Compliance Officer | Under 5% | 2018 |
| Ethan Bates | Cfo | Under 5% | 2014 |
| Laura K Swan | Member | 10-25% | 2014 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Swan Global Management LLC manage?
Swan Global Management LLC reports $2.4 billion in regulatory assets under management on its Form ADV.
How many employees does Swan Global Management LLC have?
Swan Global Management LLC reports 3 employees.
Where is Swan Global Management LLC located?
Swan Global Management LLC is based in Humacao, PR and has been SEC-registered since 2014.
Does Swan Global Management LLC disclose fund performance?
Swan Global Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 20 Ridge Top Dr., Palmas del Mar, Humacao, PR 00791 |
| Phone | 970-382-9055 |
| Office hours | 7:00 a.m. - 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.39B▼ 1%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 20%
Larger than 80% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$2.39Bregulatory AUM
Discretionary $2.39B