Swarthmore Asset Management Ltd
● SEC registered since 1992CRD 108507SEC# 801-41752New York, NY
Reg. AUM
$48.6M
Employees
2
Accounts
42
Location
New York, NY
Swarthmore Asset Management Ltd assets under management
Swarthmore Asset Management Ltd is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1992. It reports $48.6 million in regulatory assets under management and employs 2 people.
Swarthmore Asset Management Ltd owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Samuel Levin Control | President, Chief Compliance Officer/Trustee | Over 75% | 1992 |
| The Samuel Levin Revocable Trust U/D/T Dated 11/8/2023 Control | Trust | Over 75% | 2025 |
Frequently asked questions
How much does Swarthmore Asset Management Ltd manage?
Swarthmore Asset Management Ltd reports $48.6 million in regulatory assets under management on its Form ADV.
How many employees does Swarthmore Asset Management Ltd have?
Swarthmore Asset Management Ltd reports 2 employees.
Where is Swarthmore Asset Management Ltd located?
Swarthmore Asset Management Ltd is based in New York, NY and has been SEC-registered since 1992.
Does Swarthmore Asset Management Ltd disclose fund performance?
Swarthmore Asset Management Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 West 16th Street, Office 1b, New York, NY 10011 |
| Phone | 212-741-2300 |
| Office hours | 8 a.m. To 4 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$48.6M▲ 1%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 96%
Larger than 4% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$48.6Mregulatory AUM
Discretionary $48.6M