Swbc Investment Advisory Services LLC
● SEC registered since 2011CRD 156155SEC# 801-72669Austin, TX
Reg. AUM
—
Employees
9
Accounts
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Location
Austin, TX
Swbc Investment Advisory Services LLC assets under management
Swbc Investment Advisory Services LLC is a registered investment adviser overseen by the SEC based in Austin, TX. The firm has been registered since 2011. It employs 9 people.
Swbc Investment Advisory Services LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bradley David Ferguson Control | Ceo/Managing Member | Under 5% | 2025 |
| Deborah Anderson Hopkins | Cco | Under 5% | 2025 |
| Southwest Business Corporation Control | Member | Over 75% | 2011 |
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Join to unlock · $37/moFrequently asked questions
How many employees does Swbc Investment Advisory Services LLC have?
Swbc Investment Advisory Services LLC reports 9 employees.
Where is Swbc Investment Advisory Services LLC located?
Swbc Investment Advisory Services LLC is based in Austin, TX and has been SEC-registered since 2011.
Does Swbc Investment Advisory Services LLC disclose fund performance?
Swbc Investment Advisory Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 900 South Capital of Texas, Ste 155, Austin, TX 78746 |
| Phone | 717.816.4162 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 43%
More than 57% of 16,825 advisers