Swisher Financial Concepts, Inc.
● SEC registered since 2019CRD 121384SEC# 801-115211Westerville, OH
Reg. AUM
$317M
Employees
8
Accounts
1,455
Location
Westerville, OH
Swisher Financial Concepts, Inc. assets under management
Swisher Financial Concepts, Inc. is an SEC-registered investment adviser based in Westerville, OH. The firm has been registered since 2019. It reports $317 million in regulatory assets under management and employs 8 people.
Swisher Financial Concepts, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brett Scott Vandervort Control | Director Of Operations And Chief Compliance Officer | 5-10% | 2020 |
| Daniel Edward Wolford Control | President | Over 75% | 2004 |
| Michael A Henn | Director Of Investments | 10-25% | 2019 |
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Join to unlock · $37/moFrequently asked questions
How much does Swisher Financial Concepts, Inc. manage?
Swisher Financial Concepts, Inc. reports $317 million in regulatory assets under management on its Form ADV.
How many employees does Swisher Financial Concepts, Inc. have?
Swisher Financial Concepts, Inc. reports 8 employees.
Where is Swisher Financial Concepts, Inc. located?
Swisher Financial Concepts, Inc. is based in Westerville, OH and has been SEC-registered since 2019.
Does Swisher Financial Concepts, Inc. disclose fund performance?
Swisher Financial Concepts, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 612 Office Parkway, Suite B, Westerville, OH 43082 |
| Phone | 614-890-1930 |
| Fax | 614-890-1981 |
| Office hours | 8:30 a.m.-5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1947503 |
| Discloses disciplinary history | No |
Regulatory AUM
$317M▲ 23%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$317Mregulatory AUM
Discretionary $198.5MNon-discretionary $118.4M