Swiss Finance Private Wealth Management LLC
CRD 342936SEC# 801-137018Southbury, CT
No longer SEC-registered. Swiss Finance Private Wealth Management LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #5,724 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$101.2M
Fund GAV
—
Private funds
1
Employees
7
Accounts
3
Location
Southbury, CT
Swiss Finance Private Wealth Management LLC assets under management
Swiss Finance Private Wealth Management LLC is an SEC-registered investment adviser based in Southbury, CT. It reports $101.2 million in regulatory assets under management and employs 7 people. Swiss Finance Private Wealth Management LLC manages 1 private fund, including Swiss Finance Fund LLC. By regulatory assets, it ranks 5,724 of 6,030 private fund managers.
Swiss Finance Private Wealth Management LLC private funds
1 funds · — GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Swiss Finance Fund LLC | Hedge | — | $100K |
Swiss Finance Private Wealth Management LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Sanjay Kumar Gupta Control | Managing Member / Chief Investment Officer / Chief Compliance Officer | Over 75% | 2026 |
Frequently asked questions
How much does Swiss Finance Private Wealth Management LLC manage?
Swiss Finance Private Wealth Management LLC reports $101.2 million in regulatory assets under management on its Form ADV.
How many private funds does Swiss Finance Private Wealth Management LLC manage?
Swiss Finance Private Wealth Management LLC manages 1 private funds with combined gross assets of undisclosed value.
How many employees does Swiss Finance Private Wealth Management LLC have?
Swiss Finance Private Wealth Management LLC reports 7 employees.
Where is Swiss Finance Private Wealth Management LLC located?
Swiss Finance Private Wealth Management LLC is based in Southbury, CT.
Does Swiss Finance Private Wealth Management LLC disclose fund performance?
Swiss Finance Private Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2 Pomperaug Office Park, Suite 207, Southbury, CT 06488 |
| Office hours | By Appointment Only |
| Discloses disciplinary history | No |
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,306 advisers
AUM vs fund managersTop 95%
Larger than 5% of 6,030 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 51%
More than 49% of 16,824 advisers
Assets under management
$101.2Mregulatory AUM
Discretionary $101.2M