Sanjay Kumar Gupta
Managing Member / Chief Investment Officer / Chief Compliance OfficerSwiss Finance Private Wealth Management LLCCRD 7501021
About Sanjay Kumar Gupta
Sanjay Kumar Gupta is listed as Managing Member / Chief Investment Officer / Chief Compliance Officer at Swiss Finance Private Wealth Management LLC in Southbury, CT. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Swiss Finance Private Wealth Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Sanjay Kumar Gupta work?
Sanjay Kumar Gupta is listed as Managing Member / Chief Investment Officer / Chief Compliance Officer at Swiss Finance Private Wealth Management LLC on SEC Form ADV.
How much of Swiss Finance Private Wealth Management LLC does Sanjay Kumar Gupta own?
Form ADV reports a beneficial ownership band of Over 75%.
Swiss Finance Private Wealth Management LLC
| Title | Managing Member / Chief Investment Officer / Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2026 |