Sws Capital Management, LLC
● SEC registered since 2002CRD 119043SEC# 801-61480New York, NY
Ranks #4,171 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$413.1M
Fund GAV
$197.1M
Private funds
2
Employees
10
Accounts
9
Location
New York, NY
Sws Capital Management, LLC assets under management
Sws Capital Management, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2002. It reports $413.1 million in regulatory assets under management and employs 10 people. Sws Capital Management, LLC manages 2 private funds with combined gross assets of $197.1 million, including New York Social Equity Cannabis Investment Fund, L.P. By regulatory assets, it ranks 4,171 of 6,004 private fund managers.
Sws Capital Management, LLC private funds
2 funds · $197.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| New York Social Equity Cannabis Investment Fund, L.P. | Other Private | $99.5M | — |
| Clear Vision Impact Fund, LP | Other Private | $97.6M | — |
Sws Capital Management, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Judson Williams Control | Chairman & Ceo | Under 5% | 2002 |
| Dianne Nmn Calabrisotto Control | Chief Compliance Officer | Under 5% | 2013 |
| Shank Williams Cisneros, LLC Control | Member | Over 75% | 2020 |
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Sws Capital Management, LLC manage?
Sws Capital Management, LLC reports $413.1 million in regulatory assets under management on its Form ADV.
How many private funds does Sws Capital Management, LLC manage?
Sws Capital Management, LLC manages 2 private funds with combined gross assets of $197.1 million.
How many employees does Sws Capital Management, LLC have?
Sws Capital Management, LLC reports 10 employees.
Where is Sws Capital Management, LLC located?
Sws Capital Management, LLC is based in New York, NY and has been SEC-registered since 2002.
Does Sws Capital Management, LLC disclose fund performance?
Sws Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Wall Street, 18th Floor, New York, NY 10005 |
| Phone | 212-461-6500 |
| Fax | 212-461-6034 |
| Office hours | 8:00a.m.-5:00p.m. Et |
| SEC region | New York Regional Office (NYRO) |
| Umbrella registration | Yes |
| Discloses disciplinary history | No |
Regulatory AUM
$413.1M▼ 17%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
AUM vs fund managersTop 69%
Larger than 31% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$413.1Mregulatory AUM
Discretionary $355MNon-discretionary $58M