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Sws Partners, LLC

● SEC registered since 2016CRD 281838SEC# 801-107254Columbus, OH
Export (members)
Ranks #4,066 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$442.6M
Fund GAV
$12.4M
Private funds
9
Employees
6
Accounts
519
Location
Columbus, OH

Sws Partners, LLC assets under management

Sws Partners, LLC operates as an SEC-registered investment adviser based in Columbus, OH. The firm has been registered since 2016. It reports $442.6 million in regulatory assets under management and employs 6 people. Sws Partners, LLC manages 9 private funds with combined gross assets of $12.4 million, including Sws Alternative Fund I. By regulatory assets, it ranks 4,066 of 6,004 private fund managers.

Sws Partners, LLC private funds

9 funds · $12.4M GAV
FundTypeGross assetsMin.
Sws Alternative Fund IPrivate Equity$2.4M$250K
Sws Alternative Investment Fund IVPrivate Equity$2.3M$250K
Sws Alternative Investment Fund V LLCPrivate Equity$1.8M$250K
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Sws Partners, LLC owners & executives

6 reported
NameTitleOwnershipSince
James Franklin Parker ControlManaging PartnerUnder 5%2015
Kessler Wealth Advisors LLC ControlManaging MemberOver 75%2021
Kristin Lynne PrieurChief Compliance OfficerUnder 5%2024
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Frequently asked questions

How much does Sws Partners, LLC manage?

Sws Partners, LLC reports $442.6 million in regulatory assets under management on its Form ADV.

How many private funds does Sws Partners, LLC manage?

Sws Partners, LLC manages 9 private funds with combined gross assets of $12.4 million.

How many employees does Sws Partners, LLC have?

Sws Partners, LLC reports 6 employees.

Where is Sws Partners, LLC located?

Sws Partners, LLC is based in Columbus, OH and has been SEC-registered since 2016.

Does Sws Partners, LLC disclose fund performance?

Sws Partners, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address230 West Street, Suite 500, Columbus, OH 43215
Phone614-670-5733
Office hours8:00a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$442.6M▲ 25%
Jan '25 — $353.6MFeb '25 — $353.6MMar '25 — $359.7MApr '25 — $359.7MMay '25 — $359.7MJun '25 — $359.7MJul '25 — $359.7MAug '25 — $359.7MSep '25 — $359.7MOct '25 — $359.7MNov '25 — $359.7MDec '25 — $359.7MJan '26 — $359.7MFeb '26 — $359.7MMar '26 — $442.6MApr '26 — $442.6MMay '26 — $442.6MJun '26 — $442.6M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 51%
Larger than 49% of 16,271 advisers
AUM vs fund managersTop 68%
Larger than 32% of 6,004 private-fund managers
Number of fundsTop 27%
More funds than 73% of fund managers
EmployeesTop 56%
More than 44% of 16,825 advisers

Assets under management

$442.6Mregulatory AUM
Discretionary $442.6M

Service providers