Sycamore Financial Group, Inc.
● SEC registered since 2004CRD 14143SEC# 801-62788Kokomo, IN
Reg. AUM
$787.4M
Employees
4
Accounts
2,200
Location
Kokomo, IN
Sycamore Financial Group, Inc. assets under management
Sycamore Financial Group, Inc. is a registered investment adviser overseen by the SEC based in Kokomo, IN. The firm has been registered since 2004. It reports $787.4 million in regulatory assets under management and employs 4 people.
Sycamore Financial Group, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alec F Smith | Non-Registered Owner | 5-10% | 1987 |
| Anita Lynn Faulkner Control | Vice President/Secretary | Under 5% | 1993 |
| Craig Allen Smith Control | President/Treasurer/Chief Compliance Officer | Over 75% | 1983 |
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Join to unlock · $37/moFrequently asked questions
How much does Sycamore Financial Group, Inc. manage?
Sycamore Financial Group, Inc. reports $787.4 million in regulatory assets under management on its Form ADV.
How many employees does Sycamore Financial Group, Inc. have?
Sycamore Financial Group, Inc. reports 4 employees.
Where is Sycamore Financial Group, Inc. located?
Sycamore Financial Group, Inc. is based in Kokomo, IN and has been SEC-registered since 2004.
Does Sycamore Financial Group, Inc. disclose fund performance?
Sycamore Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2713 Rockford Lane, Kokomo, IN 46902 |
| Phone | 765-455-1554 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$787.4M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 38%
Larger than 62% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$787.4Mregulatory AUM
Discretionary $732.4MNon-discretionary $55M