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Sym Financial Corporation

● SEC registered since 1985CRD 107517SEC# 801-23944Winona Lake, IN
Export (members)
Reg. AUM
$5.81B
Employees
84
Accounts
6,673
Location
Winona Lake, IN

Sym Financial Corporation assets under management

Sym Financial Corporation is an investment advisory firm registered with the SEC based in Winona Lake, IN. The firm has been registered since 1985. It reports $5.8 billion in regulatory assets under management and employs 84 people.

Sym Financial Corporation owners & executives

7 reported
NameTitleOwnershipSince
Andrew Lee Popenfoose ControlChief Investment Officer5-10%2016
Crystal Lynn AllenChief Compliance OfficerUnder 5%2009
Jerald William Yeager ControlChief Executive Officer5-10%2003
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Frequently asked questions

How much does Sym Financial Corporation manage?

Sym Financial Corporation reports $5.8 billion in regulatory assets under management on its Form ADV.

How many employees does Sym Financial Corporation have?

Sym Financial Corporation reports 84 employees.

Where is Sym Financial Corporation located?

Sym Financial Corporation is based in Winona Lake, IN and has been SEC-registered since 1985.

Does Sym Financial Corporation disclose fund performance?

Sym Financial Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address801 Park Ave, Winona Lake, IN 46590
Phone800-888-7968
Fax574-269-5905
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK764739
Discloses disciplinary historyNo

Regulatory AUM

$5.81B▲ 19%
Mar '25 — $4.88BApr '25 — $4.88BMay '25 — $4.88BJun '25 — $4.88BJul '25 — $4.88BAug '25 — $4.88BSep '25 — $4.88BOct '25 — $4.88BNov '25 — $4.88BDec '25 — $4.88BJan '26 — $4.88BFeb '26 — $4.88BMar '26 — $5.81BApr '26 — $5.81BMay '26 — $5.81BJun '26 — $5.81B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 12%
Larger than 88% of 16,271 advisers
EmployeesTop 8%
More than 92% of 16,825 advisers

Assets under management

$5.81Bregulatory AUM
Discretionary $5.14BNon-discretionary $675M