Symphony Financial, Ltd. Co.
● SEC registered since 2014CRD 171816SEC# 801-79989Houston, TX
Reg. AUM
$1.35B
Employees
26
Accounts
4,178
Location
Houston, TX
Symphony Financial, Ltd. Co. assets under management
Symphony Financial, Ltd. Co. is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2014. It reports $1.4 billion in regulatory assets under management and employs 26 people.
Symphony Financial, Ltd. Co. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Amber Rene Walker Control | Chief Operating Officer | Under 5% | 2014 |
| David Alan Moeller | Chief Investment Officer | Under 5% | 2015 |
| Wallace Carr Burgoyne Control | President, Managing Member And Chief Compliance Officer | Over 75% | 2014 |
Frequently asked questions
How much does Symphony Financial, Ltd. Co. manage?
Symphony Financial, Ltd. Co. reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does Symphony Financial, Ltd. Co. have?
Symphony Financial, Ltd. Co. reports 26 employees.
Where is Symphony Financial, Ltd. Co. located?
Symphony Financial, Ltd. Co. is based in Houston, TX and has been SEC-registered since 2014.
Does Symphony Financial, Ltd. Co. disclose fund performance?
Symphony Financial, Ltd. Co. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4295 San Felipe, Suite 300, Houston, TX 77027 |
| Phone | 281-272-6800 |
| Fax | 281-626-1671 |
| Office hours | By Appointment Only |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1800687 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.35B▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$1.35Bregulatory AUM
Discretionary $1.35B