Symphony Financial Services, Inc.
● SEC registered since 2004CRD 125058SEC# 801-63300Akron, OH
Reg. AUM
$428.7M
Employees
7
Accounts
1,312
Location
Akron, OH
Symphony Financial Services, Inc. assets under management
Symphony Financial Services, Inc. operates as an SEC-registered investment adviser based in Akron, OH. The firm has been registered since 2004. It reports $428.7 million in regulatory assets under management and employs 7 people.
Symphony Financial Services, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Craig Michael Small Control | Vice President And Chief Compliance Officer | 5-10% | 2008 |
| John Y Kim Control | President | Over 75% | 2001 |
Frequently asked questions
How much does Symphony Financial Services, Inc. manage?
Symphony Financial Services, Inc. reports $428.7 million in regulatory assets under management on its Form ADV.
How many employees does Symphony Financial Services, Inc. have?
Symphony Financial Services, Inc. reports 7 employees.
Where is Symphony Financial Services, Inc. located?
Symphony Financial Services, Inc. is based in Akron, OH and has been SEC-registered since 2004.
Does Symphony Financial Services, Inc. disclose fund performance?
Symphony Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4100 Embassy Parkway, Suite 100, Akron, OH 44333 |
| Phone | 330-434-2000 |
| Fax | 330-665-1515 |
| Office hours | 8:30a.m. To 5:30p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 2031979 |
| Discloses disciplinary history | No |
Regulatory AUM
$428.7M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$428.7Mregulatory AUM
Discretionary $344.7MNon-discretionary $84M