Syndicated Capital, Inc.
● SEC registered since 2024CRD 29037SEC# 801-129421Brea, CA
Reg. AUM
$142M
Employees
12
Accounts
465
Location
Brea, CA
Syndicated Capital, Inc. assets under management
Syndicated Capital, Inc. is an investment advisory firm registered with the SEC based in Brea, CA. The firm has been registered since 2024. It reports $142 million in regulatory assets under management and employs 12 people.
Syndicated Capital, Inc. owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Baines and McAdams Living Trust Control | Owner | 25-50% | 2011 |
| Faith Lee | President, Cco, Rop, Municipal Securities Principal, Manager Of Sc Add Holdings, Llc | Under 5% | 2005 |
| Heather Una Baines Control | Trustee Of Baines & Mcadams Living Trust | Under 5% | 2011 |
| Sc Add Holdings, LLC Control | Owner | 50-75% | 2020 |
| Steven Lee Thornton | Financial And Operations Principal | Under 5% | 2004 |
| Faith Lee Control | Manager | 50-75% | 2020 |
| Heather Una Baines Control | Trustee | 50-75% | 2011 |
Frequently asked questions
How much does Syndicated Capital, Inc. manage?
Syndicated Capital, Inc. reports $142 million in regulatory assets under management on its Form ADV.
How many employees does Syndicated Capital, Inc. have?
Syndicated Capital, Inc. reports 12 employees.
Where is Syndicated Capital, Inc. located?
Syndicated Capital, Inc. is based in Brea, CA and has been SEC-registered since 2024.
Does Syndicated Capital, Inc. disclose fund performance?
Syndicated Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 135 S State College Blvd., Suite 200, Brea, CA 92821 |
| Phone | 310-751-7098 |
| Fax | 310-507-7875 |
| Office hours | 6:30 a.m. - 2:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$142M▲ 15%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,369 advisers
EmployeesTop 35%
More than 65% of 16,804 advisers
Assets under management
$142Mregulatory AUM
Discretionary $136.9MNon-discretionary $5.1M