Taglich Brothers, Inc.
CRD 29102SEC# 801-68376Cold Spring Harbor, NY
No longer SEC-registered. Taglich Brothers, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$37.7M
Employees
5
Accounts
186
Location
Cold Spring Harbor, NY
Taglich Brothers, Inc. assets under management
Taglich Brothers, Inc. operates as an SEC-registered investment adviser based in Cold Spring Harbor, NY. It reports $37.7 million in regulatory assets under management and employs 5 people.
Taglich Brothers, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Nicholas Taglich Control | President, Ceo, Finop, Rop | 50-75% | 1991 |
| Richard C Oh | Chief Compliance Officer | Under 5% | 2004 |
| Robert Francis Taglich Control | Vice President | 50-75% | 1992 |
Frequently asked questions
How much does Taglich Brothers, Inc. manage?
Taglich Brothers, Inc. reports $37.7 million in regulatory assets under management on its Form ADV.
How many employees does Taglich Brothers, Inc. have?
Taglich Brothers, Inc. reports 5 employees.
Where is Taglich Brothers, Inc. located?
Taglich Brothers, Inc. is based in Cold Spring Harbor, NY.
Does Taglich Brothers, Inc. disclose fund performance?
Taglich Brothers, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 37 Main Street, Cold Spring Harbor, NY 11724 |
| Office hours | 9a.m.-5p.m. Mon-Thurs; 9a.m.-4p.m. Friday |
| Discloses disciplinary history | Yes |
Regulatory AUM
$37.7M▼ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$37.7Mregulatory AUM
Discretionary $0Non-discretionary $37.7M